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Webinar | Registered Investment Advisers: A Conversation on Regulatory Environment & Loss Mitigation

February 11 @ 2:00 pm - 3:00 pm EST

Online / Virtual
Register Now

Webinar Summary

The Management and Professional Liability risks impacting asset managers are complex and continuously in flux. Chubb is a longtime leader in providing a suite of dedicated insurance products to the asset management industry.  Chubb’s experience as a leading insurer to the asset management industry, provides a unique perspective on the past, present and likely future risks facing asset managers and the steps they can take to potentially mitigate those risks.

As a part of Chubb’s commitment to the ever-changing environment facing asset managers, we’d like to help our distribution partners identify the key compliance control areas to strengthen within an organization. Chubb has broadened its suite of loss mitigation services and reimbursements because regulatory issues are a top driver of loss costs paid on behalf of asset managers.

Join us for a conversation on the current regulatory, compliance and litigation environment for asset managers. Chubb underwriting & claims specialists will explain the benefit of mock regulatory examinations and demystify the services available to Chubb Asset Manager Protector Insureds.  Chubb specialists will demonstrate the process of how to submit a mock examination reimbursement, as well as break down some of the current claims trends affecting registered investment advisers, hedge funds, and mutual funds.

Topics

  • Overview of regulatory & compliance environment for registered investment advisers
  • Benefits of a regulatory Mock Examination
  • Walk-through the Mock Examination reimbursement process
  • Claims trends affecting registered investment advisers, hedge funds, and mutual funds
  • Chubb’s broadened suite of loss mitigation services for asset managers, including Regulatory Compliance Mock Cybersecurity Examination reimbursements for in-network service providers; Regulatory Compliance Mock Examination reimbursements for out-of-network regulatory compliance consultants; and an expanded list of in-network consultant service providers

Audience

This program is designed for Chubb agents and brokers, as well as risk managers, who would like to learn more about the evolving regulatory & compliance environment surrounding financial institutions and Chubb’s related loss mitigation services for asset managers.

Faculty

Rachel Cushing | Vice President, North America Financial Lines, Financial Institutions, Chubb

Reed Kleinle | Senior Vice President, Claims Officer, Chubb

Carlo di Florio | Partner & Global Chief Services Officer, ACA Compliance

Duration

1 Hour

Tuition

Open Enrollment webinars are offered free of charge to Chubb agents and brokers and their select clients. Registration is required. Note: This webinar is not approved for CE credits

Details

Date:
February 11
Time:
2:00 pm - 3:00 pm EST
Event Categories:
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