Management Liability Webinar Series

Summary Investment advisers operate in an increasingly complex environment where regulatory scrutiny and emerging technology exposures are changing at a rapid pace. With new liabilities arising from this shifting risk landscape, even the most diligent firms can find themselves facing costly litigation and SEC investigations. Join our upcoming 101-level webinar to learn about: The regulatory framework and current industry trends for registered investment advisers. Real-world claims examples and key underwriting considerations. Why E&O coverage is...

Summary When individuals agree to serve as directors on a not-for-profit board or as officers of a not-for-profit organization, they agree to assume a multitude of duties and responsibilities that can put their personal assets at risk. As not-for-profit leaders, their actions or inactions can result in claims by a host of parties - from employees to stakeholders to regulators. Learn how D&O insurance can help protect directors, officers, and their respective organizations and provide...